The licensing exam is not exactly a walk in the park. How to Get Your Series 7 License Step 1: Take and Pass the SIE Exam. Most candidates also choose to take the SIE before they take the Series 7, but you can take it first if you prefer and the SIE afterwards. Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam. How to Get a Series 7 License Step 1: Pass the SIE Exam. Series 7 Exam Prep Passing the FINRA Series 7 licensing exam is the next step in launching your career in the securities industry and for individuals who sell a broad range of securities. Series 7 license candidates must pass FINRA’s General Securities Representative Qualification Exam, which measures the entry-level knowledge needed to perform the critical job functions of a general securities representative. This course will deliver the content needed to successfully complete the examination requirements. Our website and courses will be unavailable at this time. 7/13/20: FINRA announces remote testing is now available for the Series 7 exam. Master the concepts required to pass with integrated videos, streamlined content,
Series 7 license candidates must pass FINRA’s General Securities Representative Qualification Exam, which measures the entry-level knowledge needed to perform the critical job functions of a general securities representative. Request course packages, enroll students, and track them each step of the way. The table below lists the allocation of exam items for each major job function. Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 7 Exam, General Securities Representative Examination (GS). Modules: 23 chapters delivered in mobile-friendly, online and printable .pdf formats Module Quizzes: Twenty-three 20-question, module quizzes to gauge initial comprehension Live Tutorials: Live, instructor led tutorials offered on a rotating calendar basis OnDemand Tutorials: 23 mobile friendly OnDemand, recorded tutorials available 24/7 WATCH FOR SERIES 7 VIDEOS, COMING SOON. Coronavirus (COVID-19) Update: Kaplan’s top priorities are the health and safety of employees, students, customers, and the community. 1. Registration before October 1, 2018, the Series 7 was a beast of an exam: 6 hours long, with 250 multiple choice questions, covering general financial knowledge as well as product-specific knowledge. With more than 50 years of experience and over 1,000,000 students trained, STC is the industry’s proven leader ready to help you prepare and pass your exam. Step 3: Study for the Series 7 Exam. You need to study with purpose and planning. SIE SIE Online Course S7 Series 7 Online Course S63 Series 63 Online Course S65 Series 65 Online Course S66 Series 66 Online Course SIE SIE Exam Securities Industry Essentials S3 Series 3 National Commodity Futures S4 Series 4 Registered Options Principal S6 Series 6 Inv. Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies. If you have individual concerns, please visit our FAQ page ». Once you secure your sponsorship, you can take the top-off exam for the Series 7 license. Our online course is designed to ensure you pass
We will be performing scheduled server maintenance Saturday morning from 2am-6am (Central). Download Series 7 Content Outline The outline is comprised of the four major job functions of a general securities representative. Series 7 Exam Prep Classes and Study Materials. How to Become a Registered Representative (Series 7) COVID-19 Updates. Have a great weekend! The Series 7 General Securities Representative license allows representatives to solicit orders for a wide range of securities, including stocks, bonds, mutual funds, options and others. Check out our private tutoring at the link above. 5/29/20: FINRA provides on fingerprinting FAQs and information on testing centers and exam enrollments. Prepare with Kaplan's industry experts for your Series 7 exam by registering for a live or online class. The Series 7 exam tests your knowledge and skills related to a stockholder's four basic job functions, including: Seeking business from customers for the broker-dealer: Composes seven percent, or nine questions, of the exam Step 2: Become Sponsored by a FINRA Member Firm. This course will deliver the content needed to successfully complete the examination requirements. Watch, read, and listen to curriculum developed by industry experts. The Series 7 exam, also called the General Securities Representative Exam, is a regulatory licensing exam administered by FINRA to assess the competency of entry-level finance professionals involved in the selling, trading or dealing of securities. Determine the Exam You Need to Take. chapter and comprehensive exams. Passing the Series 7 Exam Passing the Series 7 exam qualifies you to buy and sell securities products as a stockbroker. Online Courses feature engaging, interactive, and effective learning methods. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Changes to the Series 7 Exam.